- Overview
Compliance Support
Compliance Support Services by D C Sejpal & Co help businesses manage statutory and regulatory obligations with accuracy and efficiency. These Compliance Support Services provide structured solutions, including income tax consultancy, tax planning, tax advisory, ROC filings, Companies Act compliance, appointment and resignation of directors, statutory filings, and corporate restructuring.
Additionally, our team continuously monitors regulatory updates. This ensures timely filings, accurate reporting, and proper documentation under applicable laws and the Companies Act. Moreover, we follow a systematic and proactive approach. As a result, our Compliance Support Services reduce risks and prevent penalties. Therefore, organizations maintain strong regulatory confidence while focusing on sustainable business growth.
Our Core Areas of Practice
ROC & Companies Act Compliances
We provide end-to-end management and compliance support under the Companies Act, 2013 and LLP Act, including:
- Incorporation of Companies and LLPs
- Assistance in conducting:
- Board Meetings
- Committee Meetings
- General Meetings
- Creditors’ Meetings
- Drafting and documentation for meetings including:
- Notices
- Agenda papers
- Attendance sheets
- Minutes of Meetings
- Circulation and proof of minutes
- Indexing and statutory record maintenance
- Drafting of Director’s Report
- Drafting of various policies under Companies Act and SEBI regulations
- ROC filings (annual and event-based compliances)
- Consultancy on company law matters
- Maintenance of statutory registers and records
- Filing of annual returns and financial statements
- Dematerialization of shares
Stock Exchange & SEBI Compliances
We provide compliance support for listed entities under SEBI regulations, including:
- Compliance with SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR)
- Compliance with SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (ICDR)
- Drafting of corporate governance policies as per LODR
- Stock exchange filings and disclosures
- Dematerialization of shares
- Coordination with stock exchanges for various approvals and submissions
- Assistance in continuous disclosure requirements
Corporate Restructuring & IPO Support
We provide strategic and compliance support in relation to corporate restructuring activities and comprehensive support services for Initial Public Offers (IPO)
- Advisory on Amalgamation
- Advisory on Mergers
- Advisory on Demergers
- Advisory on Capital Restructuring
- Comprehensive support services for Initial Public Offers (IPO)
FEMA Compliances & RBI Reporting
We provide advisory and compliance services under the Foreign Exchange Management Act, 1999 (FEMA), including:
- Consultancy on FEMA matters
- Coordination with Authorized Dealer (AD) Banks
- Liaison and reporting with the Reserve Bank of India (RBI)
- Filing and compliance of:
- Annual Performance Report (APR)
- FLA (Foreign Liabilities and Assets) Return
- ODI (Overseas Direct Investment) Returns
- OPI (Overseas Portfolio Investment) Returns
- Form FCTRS
- Form FC-GPR
- Other foreign investment related filings
NCLT & Regulatory Liaison
We provide services in relation to NCLT & Regulatory Liaison, including:
- Representation before the National Company Law Tribunal (NCLT)
- Representation before Regional Directors (RD)
- Representation before Registrar of Companies (ROC)
- Assistance in compounding of offences
- Assistance in obtaining regulatory approvals
Intellectual Property (Trademarks)
We provide services in relation to Intellectual Property (Trademarks), including:
- Application for Trademark registration
- Handling of trademark objections
- Transfer / Assignment of Trademarks
Benefits
A strong secretarial compliance framework provided by DC Sejpal & Co. ensures
Corporate Hygiene
We maintain critical statutory registers (Members, Directors, Charges) meticulously. This is the first thing investors check during Due Diligence.
Penalty Immunity
The Companies Act imposes heavy penalties for late filings or missing records. We ensure timely filing of forms.
Smooth Structuring
Whether it is increasing Authorized Capital, buying back shares, or issuing ESOPs, we handle the complex documentation to ensure legal validity.
Brand Protection
Our Trademark services ensure your brand name and logo are legally protected from infringement.
Why Choose D C Sejpal & Co.?
DC Sejpal & Co. offers integrated financial and legal oversight.
- The “CA + CS” Advantage: Often, there is a disconnect between the accounts team and the secretarial team. Since we handle both, we ensure your Financial Statements (AOC-4) perfectly match your Annual Return (MGT-7).
- Complex Problem Solving: We don’t just file forms; we handle complex NCLT petitions, revival of struck-off companies, and compounding of offences.
- IPO Readiness: For companies aspiring to list, we provide “Merchant Bank readiness” services, including drafting Red Herring documents and pricing advisory.
- Global Compliance: With our FEMA capabilities, we ensure your cross-border investments (ODI) and foreign inflows are reported to the RBI correctly.
- End-to-End Compliance & Regulatory Support: We offer end-to-end compliance support—including CA + CS alignment, NCLT and compounding matters, revival of struck-off companies, IPO readiness, and complete FEMA.
